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Channel: DAILY D&O AUDIT RISK GOVERNANCE » David Tate, Esq.
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Auditing Risk Appetite

Regulators around the world are calling for organizations to establish a risk appetite framework. This is primarily for financial services organizations and especially their financial-related risks…...

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Internal Audit Metrics

Click on the following for the article discussion: iaonline.theiia.org Good discussion for consideration.  See the 5 interview questions at the bottom. Broad questions, to be sure.  It is a two way...

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Could computers take over the boardroom?

It’s a common saying that one day all our jobs will be done by robots, but top executives may not have expected their position in the C-suite to be under threat so soon. Source: click here for a link...

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Public Company Accounting Oversight Board (PCAOB): Selected Auditing...

The Public Company Accounting Oversight Board (PCAOB) has adopted Auditing Standard No. 18, Related Parties (AS 18), addressing related party transactions, as well as related amendments addressing...

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Board members keenly focused on risk

Click on the following link for the article: www.cgma.org I take this article with a grain of salt as it is only a brief discussion of the entire survey. However, if true, the numbers and percentages...

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Tensions rising in bank boardrooms as OSFI’s new rules blur boundaries

Directors are being asked to do more than can be or should be expected of them, insiders say, and that is causing friction with management Click on the following for the article:...

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5 tips for managing third-party risk | Government Health IT

Data sharing is an unavoidable aspect of business in healthcare. The tricky part is that we can’t completely control the security of our data once it’s in the hands of third-party vendors. Click on the...

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Institutional Shareholder Services (ISS) Publishes Results of Annual Global...

On September 29, Institutional Shareholder Services (ISS), a leading proxy advisory firm, published the results of its 2014–2015 global voting policy survey. The survey, which, according to ISS,...

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Consequences of Falling Behind Cyber Risk Management Standards; Federal...

The steady stream of high-profile data breach incidents we’ve seen over the last few years makes one thing clear—cyber risk is a serious concern for virtually any enterprise. Click on the following...

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Carney tells bankers to embrace new rules or quit – Telegraph

Governor of the Bank of England says top executives should be more responsible Source: www.telegraph.co.uk This article is for the UK, but the push continues for increased executive officer and board...

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